Holly E. Dito
Professional summary
Holly Eloise Dito, who also goes by Holly E. Dito, Holly Dito, Holly Eloise Giuliano, is a registered financial professional currently at DAIWA CAPITAL MARKETS AMERICA INC. located in Iselin, New Jersey.
Holly is registered as a RR (Registered Representative) and started their career in finance in 1991. Holly has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Holly Eloise Dito's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2024 - Present
DAIWA CAPITAL MARKETS AMERICA INC.
Office #1: 101 South Wood Ave. 4th Floor, Iselin, NJ, 08830May 6, 2016 - January 14, 2022
PERSHING ADVISOR SOLUTIONS LLC
June 19, 2008 - November 27, 2024
PERSHING LLC
September 27, 1996 - April 11, 2008
NATIONAL FINANCIAL SERVICES LLC
November 29, 1994 - September 3, 1996
FLEET ENTERPRISES, INC.
November 9, 1993 - December 21, 1994
H.J. MEYERS & CO., INC.
June 15, 1992 - November 5, 1993
CITICORP INVESTMENT SERVICES
October 8, 1991 - April 25, 1992
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2024)
Exams
Series 52TO
Date: 8/4/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/2/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 7/9/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DAIWA CAPITAL MARKETS AMERICA INC.
CRD#: 1576 / SEC#: , 8-12242
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC. | SHAREHOLDER | |
| GREFE, JOHN HERBERT III | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | 3275699 |
| MACHIDA, KEIJI | PRESIDENT / CEO & CHAIRMAN (BOARD OF DIRECTOR) | 7273228 |
| PARRY, GEORGE L | CFO / TREASURER | 3221390 |
| SAMBONGI, TOHRU | MANAGING DIRECTOR / CO-HEAD OF FIXED INCOME | 7302894 |
| UEJIMA, EIJI | MANAGING DIRECTOR / CO-HEAD OF EQUITY DIVISION | 8039040 |
| YAMAUCHI, MASAHIRO | DEPUTY PRESIDENT / MEMBER OF THE BOARD OF DIRECTORS | 7920876 |
Disclosures
| Regulatory Event | 30 |
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