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DE

Dana M. Emery

DODGE & COX
SAN FRANCISCO, CA 94104
Some features on this profile are disabled
CRD#: 2155886
DE

Professional summary

Dana Morton Emery, who also goes by Dana Elizabeth Morton, is a registered financial advisor currently at DODGE & COX located in San Francisco, California.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Dana has worked at 1 firm and has passed the Series 65 and Series 63 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dana Elizabeth Morton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Morton Emery's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 1992 - Present

DODGE & COX

Office #1: 555 California Street 43rd Floor, San Francisco, CA 94104
RIA
CRD#: 104596
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DODGE & COX
DODGE & COX

CRD#: 104596 / SEC#: 801-1895

RIA
Registered Investment Advisory firm - (3/14/1959 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/20/1992)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/18/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/12/1991
Uniform Securities Agent State Law Examination

Current Firm

D&
DODGE & COX
DODGE & COX

CRD#: 104596 / SEC#: 801-1895

RIA
Registered Investment Advisory firm - (3/14/1959 Approved)
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Contact information

Main Address
555 California Street 40th Floor, San Francisco, CA 94104
Mailing Address
Phone number
(415) 981-1710
Established
Firm type
Fiscal year end
# of Employees
326

SEC notice filing (42 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DODGE & COX BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts735
AUM (Assets Under Management)$ 400,289,337,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DODGE & COX

CRD#: 104596San Francisco, CA 94104

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Contact information

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