DD
Douglas E. Downer
SUNDOWNER CAPITAL MANAGEMENT LLC
BEND, OR 97701
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CRD#: 2155815
DD
Professional summary
Douglas Everett Downer is a registered financial advisor currently at SUNDOWNER CAPITAL MANAGEMENT LLC located in Bend, Oregon.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Douglas has worked at 2 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
St. Charles Health System
Board Member
2400 NE Neff Road, Bend OR 97701
Start Date: May 2008
40 Hours Per Month
As a member of the Board of Directors I am trustee, as well as Chair of the Audit and Compliance Committee.
Mechanics Bank
Board Member
1350 N Main Street, Walnut Creek CA 94596
Start Date: January 2013
8 Hours Per Month
I am a member of the Board of Directors as well as a Member of the Trust Committee.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Everett Downer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2008 - Present
SUNDOWNER CAPITAL MANAGEMENT LLC
Office #1: 725 Nw Broadway Street, Bend, OR 97701RIA
CRD#: 146253
BEND, OR
Past
July 24, 1991 - January 25, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SUNDOWNER CAPITAL MANAGEMENT LLC
SUNDOWNER CAPITAL MANAGEMENT LLC
CRD#: 146253 / SEC#: 801-123347
RIA
Registered Investment Advisory firm - (2/28/2022 Approved)Oregon
Registered Investment Advisory firm - (4/6/2022 Terminated)Washington
Registered Investment Advisory firm - (4/25/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(1/23/2008)
IAR
Washington(6/18/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 7/3/1996
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Current Firm
SC
SUNDOWNER CAPITAL MANAGEMENT LLC
SUNDOWNER CAPITAL MANAGEMENT LLC
CRD#: 146253 / SEC#: 801-123347
RIA
Registered Investment Advisory firm - (2/28/2022 Approved)Oregon
Registered Investment Advisory firm - (4/6/2022 Terminated)Washington
Registered Investment Advisory firm - (4/25/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
725 Nw Broadway Street, Bend, OR 97703
Mailing Address
Phone number
(541) 389-3311
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 77,462,166 |
Red Flags
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Company Information
SUNDOWNER CAPITAL MANAGEMENT LLC
CRD#: 146253Bend, OR 97701TRUST BUT VERIFY
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