Douglas E. Downer

SUNDOWNER CAPITAL MANAGEMENT LLC

BEND, OR 97701

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CRD#: 2155815

Professional summary

Douglas Everett Downer is a registered financial advisor currently at SUNDOWNER CAPITAL MANAGEMENT LLC located in Bend, Oregon.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Douglas has worked at 2 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Everett Downer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2008 - Present

SUNDOWNER CAPITAL MANAGEMENT LLC

Office #1: 725 Nw Broadway Street, Bend, OR 97701

RIA

CRD#: 146253

BEND, OR

Past

July 24, 1991 - January 25, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNDOWNER CAPITAL MANAGEMENT LLC

CRD#: 146253 / SEC#: 801-123347

RIA

Registered Investment Advisory firm - (2/28/2022 Approved)

Oregon

Registered Investment Advisory firm - (4/6/2022 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/23/2008)

IAR

Washington
(6/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 7/3/1996

Non-Member General Securities Examination

General Industry/Product Exam

Series 7

Date: 7/22/1991

General Securities Representative Examination

Current Firm

SUNDOWNER CAPITAL MANAGEMENT LLC

CRD#: 146253 / SEC#: 801-123347

RIA

Registered Investment Advisory firm - (2/28/2022 Approved)

Oregon

Registered Investment Advisory firm - (4/6/2022 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2022 Terminated)

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Contact information

Main Address

725 Nw Broadway Street, Bend, OR 97703

Mailing Address

Phone number

(541) 389-3311

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUNDOWNER CAPITAL MANAGEMENT FIRM BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 77,462,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas E. Downer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Everett Downer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNDOWNER CAPITAL MANAGEMENT LLC

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

SUNDOWNER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/1996

Series 63

Date: 8/2/1991

Series 2

Date: 7/3/1996

Series 7

Date: 7/22/1991

Current Firm

SUNDOWNER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUNDOWNER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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