Peter J. Mirsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Mirsky was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 86, Series 87 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2018 - September 27, 2024
COUGHLIN & COMPANY, INC.
February 19, 2003 - March 30, 2005
OPPENHEIMER & CO. INC.
October 16, 1998 - August 16, 2002
COWEN AND COMPANY
June 18, 1998 - June 29, 1998
SBC WARBURG DILLON READ INC.
December 15, 1997 - October 26, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
COUGHLIN & COMPANY, INC.
CRD#: 185 / SEC#: , 8-5653
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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