John B. Allred
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Burton Allred was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2018 - October 31, 2018
BRADLEY WOODS & CO. LTD.
July 1, 2015 - February 23, 2016
WEALTHFORGE SECURITIES, LLC
March 14, 2008 - February 9, 2015
WILBANKS SECURITIES ADVISORY
February 28, 2008 - February 9, 2015
WILBANKS SECURITIES, INC.
December 11, 1995 - February 29, 2008
GEARY SECURITIES, INC.
January 5, 1993 - December 19, 1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 25, 1991 - December 29, 1992
IDS LIFE INSURANCE COMPANY
July 25, 1991 - December 29, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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