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Frederick David Knaus

CRD# 2155695·Registered 1991 - 2012
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick David Knaus, who also goes by Frederick David Winkelman Knaus, was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 1991 - 2012. Frederick had worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick David Winkelman Knaus

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Minneapolis, MN
August 5, 2009 - December 20, 2012
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Chico, CA
August 4, 2009 - December 20, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Saint Petersburg, FL
January 2, 2009 - July 27, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Oroville, CA
July 31, 2001 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Oroville, CA
March 6, 2001 - July 27, 2009
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Lincoln, NE
September 15, 1999 - March 9, 2001
HARDING/HALL, INC.·CRD# 12959
BD
Elk Grove, CA
May 19, 1995 - September 17, 1999
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
July 29, 1991 - December 10, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 29, 1991 - October 31, 1994

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Current Firm

QA
QUESTAR ASSET MANAGEMENT, INC.

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

Contact Information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1991About the Series 6 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jun 2003About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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