Frederick D. Knaus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick David Knaus, who also goes by Frederick David Winkelman Knaus, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1991. Frederick had worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - December 20, 2012
QUESTAR ASSET MANAGEMENT, INC.
August 4, 2009 - December 20, 2012
QUESTAR CAPITAL CORPORATION
January 2, 2009 - July 27, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 31, 2001 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 6, 2001 - July 27, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 15, 1999 - March 9, 2001
ALLSTATE FINANCIAL SERVICES, LLC
May 19, 1995 - September 17, 1999
HARDING/HALL, INC.
July 29, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 29, 1991 - October 31, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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