Wallace C. Burgoyne
SYMPHONY FINANCIAL, LTD. CO.
HOUSTON, TX 77027
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CRD#: 2155629
Wallace Carr Burgoyne JR.SYMPHONY FINANCIAL, LTD. CO.
Professional summary
Wallace Carr Burgoyne JR., CFP®, who also goes by Wallace Carr Burgoyne Jr, Wallace Carr Burgoyne, is a registered financial advisor currently at SYMPHONY FINANCIAL, LTD. CO. located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.
Wallace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Wallace has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Services Offered
Estate Planning
Tax Planning
Investment Planning
Comprehensive Financial Planning
Retirement Planning
Business Succession Planning
Employee and Employer Plan Benefits
Insurance Planning
Aliases
Wallace Carr Burgoyne Jr | Wallace Carr Burgoyne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Wallace Carr Burgoyne JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
July 15, 2014 - Present
SYMPHONY FINANCIAL, LTD. CO.
Office #1: 4295 San Felipe Suite 300, Houston, TX 77027RIA
CRD#: 171816
HOUSTON, TX
Current
January 3, 2003 - Present
LPL FINANCIAL LLC
Office #1: 4295 San Felipe Street Ste 300, Houston, TX 77027Office #2: 17725 John F Kennedy Blvd 2nd Floor, Houston, TX 77032Office #3: 2627 Chestnut Ridge Dr Ste 260, Kingwood, TX 77339RIA
BD
CRD#: 6413
HOUSTON, TX
Past
September 17, 2025 - July 13, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOOTHBAY HARBOR, ME
Past
January 22, 2021 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOOTHBAY HARBOR, ME
Past
June 23, 2016 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOOTHBAY HARBOR, ME
Past
January 3, 2003 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOOTHBAY HARBOR, ME
Past
November 9, 1994 - January 13, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
HOUSTON, TX
Past
September 22, 1993 - January 7, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
June 24, 1991 - September 3, 1993
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SYMPHONY FINANCIAL, LTD. CO.
ACROPOLIS CAPITAL PARTNERS | THE GREENSAGE GROUP | SYMPHONY FINANCIAL, LTD. CO. | SHANK WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT | IIE FINANCIAL | DOGWOOD CAPITAL ADVISORS | CROSSPOINT WEALTH MANAGEMENT | BOLLICH & BURGOYNE | AVIATION RETIREMENT STRATEGIES/PRIVATE WEALTH MANAGEMENT | AVIATION RETIREMENT STRATEGIES | ARS PRIVATE WEALTH | APEX WEALTH & RISK MANAGEMENT
CRD#: 171816 / SEC#: 801-79989
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2003)
RR
Alaska(10/25/2022)
RR
Arizona(5/9/2006)
RR
Arkansas(1/6/2005)
RR
California(1/3/2003)
RR
Colorado(1/3/2003)
RR
Connecticut(1/6/2005)
RR
Delaware(2/15/2023)
RR
District of Columbia(1/6/2005)
RR
Florida(3/28/2003)
RR
Georgia(1/3/2003)
RR
Hawaii(4/7/2005)
RR
Idaho(8/20/2014)
RR
Illinois(1/3/2003)
RR
Indiana(8/13/2020)
RR
Iowa(1/16/2025)
RR
Kansas(11/12/2003)
RR
Kentucky(2/5/2014)
RR
Louisiana(6/17/2004)
RR
Maine(1/10/2005)
RR
Maryland(6/28/2018)
RR
Michigan(1/3/2003)
RR
Minnesota(9/20/2012)
RR
Mississippi(8/31/2010)
RR
Missouri(3/1/2005)
RR
Montana(2/11/2011)
RR
Nebraska(2/7/2012)
RR
Nevada(1/6/2005)
RR
New Hampshire(6/28/2007)
RR
New Jersey(7/20/2005)
RR
New Mexico(5/9/2006)
RR
New York(1/3/2003)
RR
North Carolina(1/7/2005)
RR
North Dakota(6/20/2014)
RR
Ohio(11/13/2003)
RR
Oklahoma(1/6/2005)
RR
Oregon(3/1/2007)
RR
Pennsylvania(3/2/2005)
RR
Rhode Island(3/20/2025)
RR
South Carolina(2/13/2015)
RR
South Dakota(8/1/2011)
RR
Tennessee(2/16/2012)
RR
Texas(1/3/2003)
IAR
Texas(7/15/2014)
RR
Utah(7/8/2014)
RR
Vermont(6/11/2022)
RR
Virginia(3/9/2005)
RR
Washington(5/9/2006)
RR
West Virginia(5/8/2014)
RR
Wisconsin(7/30/2021)
RR
Wyoming(11/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SYMPHONY FINANCIAL, LTD. CO.
ACROPOLIS CAPITAL PARTNERS | THE GREENSAGE GROUP | SYMPHONY FINANCIAL, LTD. CO. | SHANK WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT | IIE FINANCIAL | DOGWOOD CAPITAL ADVISORS | CROSSPOINT WEALTH MANAGEMENT | BOLLICH & BURGOYNE | AVIATION RETIREMENT STRATEGIES/PRIVATE WEALTH MANAGEMENT | AVIATION RETIREMENT STRATEGIES | ARS PRIVATE WEALTH | APEX WEALTH & RISK MANAGEMENT
CRD#: 171816 / SEC#: 801-79989
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)Loading...
Contact information
Main Address
4295 San Felipe Suite 300, Houston, TX 77027
Mailing Address
Phone number
(281) 272-6800
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,324 |
| AUM (Assets Under Management) | $ 1,093,185,695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
