Antonio F. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Francesco Weiss, who also goes by Antonio F Weiss, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1995. Antonio had worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2018 - June 17, 2026
AFW ASSOCIATES LLC
September 1, 2017 - April 4, 2018
INDEPENDENT BROKERAGE SOLUTIONS LLC
August 31, 1995 - January 28, 2015
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AFW ASSOCIATES LLC
CRD#: 289429 / SEC#: , 8-69992
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
