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Antonio F. Weiss

AFW ASSOCIATES LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 2155625
AW

Professional summary

Antonio Francesco Weiss, who also goes by Antonio F Weiss, is a registered financial professional currently at AFW ASSOCIATES LLC located in New York, New York.

Antonio is registered as a RR (Registered Representative) and started their career in finance in 1995. Antonio has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Antonio F Weiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Antonio Francesco Weiss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2018 - Present

AFW ASSOCIATES LLC

Office #1: 152 West 57th Street 36th Floor, New York, NY 10019
BD
CRD#: 289429
New York, NY
Past

September 1, 2017 - April 4, 2018

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

August 31, 1995 - January 28, 2015

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/12/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AFW ASSOCIATES LLC
AFW ASSOCIATES LLC | STAVLO ASSOCIATES LLC

CRD#: 289429 / SEC#: , 8-69992

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
152 West 57th Street 36th Floor, New York, NY 10019
Mailing Address
152 West 57th Street 36th Floor, New York, NY 10019
Phone number
(212) 838-8810
Established
Delaware since 06/19/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AFWCO LPMANAGING MEMBER
CHUNG, MICHAELCFO/FINOP5739877
HALASY, HALECHIEF COMPLIANCE OFFICER1837514
WEISS, ANTONIO FRANCESCOMANAGING PARTNER2155625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AFW ASSOCIATES LLC

CRD#: 289429New York, NY 10019

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