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EC

Eton B. Chambers

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CRD#: 2155577
EC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eton Bernard Chambers was a registered financial professional .

Eton is a previously registered financial professional and started their career in finance in 1991. Eton had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 6, 2001 - November 6, 2001

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

February 16, 1999 - November 8, 2000

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

February 2, 1998 - November 19, 1998

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

March 6, 1997 - October 23, 1997

WR LAZARD, LAIDLAW INCORPORATED

BD
CRD#: 6010
NEW YORK, NY
Past

January 3, 1996 - February 6, 1997

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

August 25, 1995 - January 1, 1996

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

November 1, 1993 - August 25, 1995

ATLANTIC GENERAL FINANCIAL CORP.

BD
CRD#: 27272
Past

July 31, 1993 - November 19, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 17, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 20, 1991 - May 4, 1992

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 7/17/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


SS
SCHONFELD SECURITIES, LLC
SCHONFELD SECURITIES INC. | SCHONFELD SECURITIES, LLC

CRD#: 23304 / SEC#: , 8-40148

BD
Terminated by SEC on 01/03/2010
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 11/21/1995
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SCHONFELD GROUP HOLDINGS, LLCMEMBER - CLASS A MEMBER
AVANTARIO, JOSEPH RALPHCFO, COO2253805
CAFFREY, MARGARET MCEO3162488
PECKMAN, MARK HARRYGENERAL COUNSEL3264967
WILSON, MICHAEL JAMESCHIEF COMPLIANCE OFFICER2446305

Disclosures


Regulatory Event19
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCHONFELD SECURITIES, LLC

CRD#: 23304

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