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Eton Bernard Chambers

CRD# 2155577·Registered 1991 - 2001
Previously Registered: Being a previously registered professional could mean that Eton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eton Bernard Chambers was a registered financial advisor. Eton was a previously registered financial professional and started their career in finance 1991 - 2001. Eton had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
February 6, 2001 - November 6, 2001
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
February 16, 1999 - November 8, 2000
ARJENT LTD.·CRD# 35909
BD
New York, NY
February 2, 1998 - November 19, 1998
WR LAZARD, LAIDLAW INCORPORATED·CRD# 6010
BD
New York, NY
March 6, 1997 - October 23, 1997
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
January 3, 1996 - February 6, 1997
LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
August 25, 1995 - January 1, 1996
ATLANTIC GENERAL FINANCIAL CORP.·CRD# 27272
BD
November 1, 1993 - August 25, 1995
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - November 19, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 17, 1992 - July 31, 1993
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
August 20, 1991 - May 4, 1992

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Current Firm

SS
SCHONFELD SECURITIES, LLC

SCHONFELD SECURITIES INC. | SCHONFELD SECURITIES, LLC

CRD#: 23304 / SEC#: 8-40148
BD
Terminated by SEC on 01/03/2010

Contact Information

Established

New York since 11/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
SCHONFELD GROUP HOLDINGS, LLCMEMBER - CLASS A MEMBER—
AVANTARIO, JOSEPH RALPHCFO, COO2253805
CAFFREY, MARGARET MCEO3162488
PECKMAN, MARK HARRYGENERAL COUNSEL3264967
WILSON, MICHAEL JAMESCHIEF COMPLIANCE OFFICER2446305

Disclosures

Regulatory Event

19

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1991About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1999

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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