Donald L. Fulghum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Fulghum was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1971. Donald had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 1990 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 3, 1990 - January 28, 1998
SIGNATOR INVESTORS, INC.
August 15, 1983 - June 6, 1989
CETERA WEALTH SERVICES, LLC
January 17, 1980 - July 11, 1980
UNITED FIDELITY INVESTMENTS, INC.
January 17, 1980 - August 22, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
December 27, 1978 - March 1, 1980
VP DISTRIBUTORS LLC
December 17, 1975 - November 10, 1978
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
December 17, 1975 - November 10, 1978
CAL-WESTERN SECURITIES CO.
October 1, 1971 - November 10, 1978
ACACIA EQUITY SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/28/1971
Registered Representative ExaminationCurrent Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
