Julia A. Mold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Antigone Mold, who also goes by Julia Antigone Moldtorees, Julia Antigone Moldtorres, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1992. Julia had worked at 7 firms and has passed the Series 63, Series 7, Series 27, Series 24, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2002 - November 9, 2007
PEAK SECURITIES CORPORATION
November 3, 1999 - March 27, 2002
NAFINSA SECURITIES, INC.
December 4, 1995 - January 1, 1999
FAB SECURITIES OF AMERICA, INC.
October 31, 1995 - June 18, 1997
YOUNG & TAYLOR SECURITIES, INC.
July 10, 1995 - October 25, 1995
DUKE & CO., INC.
November 4, 1993 - March 31, 1995
A. T. BROD & CO. INC.
March 26, 1992 - December 14, 1993
GRAYSON FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/8/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PEAK SECURITIES CORPORATION
CRD#: 107907 / SEC#: , 8-53066
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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