Frederick J. Vetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick John Vetter III, who also goes by Fred J Vetter III, Fred Vetter, was a registered financial advisor .
Frederick is a previously registered financial advisor and started their career in finance in 1991. Frederick had worked at 18 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2013 - July 1, 2013
QUESTAR ASSET MANAGEMENT, INC.
February 25, 2013 - July 1, 2013
QUESTAR CAPITAL CORPORATION
September 1, 2010 - May 15, 2012
JHS CAPITAL ADVISORS, LLC
August 25, 2010 - May 15, 2012
JHS CAPITAL ADVISORS, LLC
May 24, 2010 - August 13, 2010
DEWAAY CAPITAL MANAGEMENT
May 24, 2010 - August 13, 2010
COMMERCE WEALTH ADVISERS, LLC
May 24, 2010 - August 13, 2010
DEWAAY FINANCIAL NETWORK, LLC
August 25, 2008 - March 31, 2010
VSR FINANCIAL SERVICES, INC.
August 25, 2008 - March 31, 2010
VSR FINANCIAL SERVICES, INC.
September 15, 2006 - August 26, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 10, 2006 - August 26, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 13, 2002 - May 8, 2006
ALLSTATE FINANCIAL SERVICES, LLC
August 30, 2001 - August 20, 2002
MEDALLION ADVISORY SERVICES, LLC
August 9, 2000 - August 20, 2002
MEDALLION INVESTMENT SERVICES, INC.
May 11, 1999 - August 15, 2000
ALL-TECH DIRECT, INC.
September 14, 1995 - September 9, 1998
SCOTTRADE, INC.
May 27, 1993 - July 26, 1995
TD AMERITRADE, INC.
June 24, 1992 - July 21, 1992
JOSEPHTHAL & CO., INC.
March 4, 1992 - May 4, 1992
AMERIPRISE ADVISOR SERVICES, INC.
August 27, 1991 - February 21, 1992
PACIFIC SOUTHERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
