Frank T. Shull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Taylor Shull, who also goes by Frank Taylor Shull IV, Frank Taylor Shull, Frank Shull, was a registered financial advisor .
Frank is a previously registered financial advisor and started their career in finance in 1992. Frank had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2008 - January 3, 2013
XML SECURITIES
January 4, 2008 - December 31, 2012
XML SECURITIES
July 12, 1999 - June 18, 2008
LARA, SHULL & MAY, LTD
July 9, 1999 - December 31, 2007
LARA, SHULL & MAY, LTD
November 8, 1995 - July 6, 1999
MUTUAL SERVICE CORPORATION
January 7, 1992 - November 22, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
XML SECURITIES
CRD#: 145589 / SEC#: 801-68535, 8-67776
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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