Robert J. Hapanowicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Hapanowicz was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 1996 - March 4, 1998
NATHAN & LEWIS SECURITIES, INC.
November 7, 1994 - March 13, 1996
WADDELL & REED
February 8, 1993 - December 16, 1994
NATHAN & LEWIS SECURITIES, INC.
July 5, 1991 - February 12, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 5, 1991 - February 12, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATHAN & LEWIS SECURITIES, INC.
CRD#: 8503 / SEC#: , 8-25463
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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