Quentin D. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quentin Duane Anderson Jr, who also goes by Quentin Duane Anderson Jr., Quentin Duane Anderson, was a registered financial professional .
Quentin is a previously registered financial professional and started their career in finance in 1991. Quentin had worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - July 19, 2019
TD AMERITRADE, INC.
January 9, 2019 - July 19, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 27, 2018 - July 19, 2019
TD AMERITRADE, INC.
October 12, 2017 - February 27, 2018
MEEDER DISTRIBUTION SERVICES, INC.
January 30, 2015 - February 8, 2017
CALVERT INVESTMENT DISTRIBUTORS, INC.
June 16, 2014 - January 12, 2015
FNEX CAPITAL, LLC
April 14, 2008 - September 18, 2013
CARILLON FUND DISTRIBUTORS, INC.
September 1, 2005 - September 18, 2013
EAGLE ASSET MANAGEMENT INC
June 10, 2005 - December 31, 2007
RAYMOND JAMES & ASSOCIATES, INC.
November 17, 2003 - April 18, 2005
BNY MELLON SECURITIES CORPORATION
July 20, 2000 - November 20, 2003
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
July 15, 1997 - July 19, 2000
COREBRIDGE CAPITAL SERVICES, INC.
September 5, 1995 - July 15, 1997
SUNAMERICA SECURITIES, INC.
August 6, 1991 - May 18, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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