Cheryl L. Seifert

CAVU WEALTH MANAGEMENT

KULA, HI

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CRD#: 2154701

Professional summary

Cheryl Lynn Seifert, CFP®, who also goes by Cheryl Lynn Mochel, Cheryl Mochel Seifert, is a registered financial advisor currently at CAVU WEALTH MANAGEMENT located in Kula, Hawaii.

Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Cheryl has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cheryl Lynn Mochel | Cheryl Mochel Seifert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 100% OWNER OF "CHERYL SEIFERT GRANT WRITING," PROVIDING GRANT WRITING SERVICES FOR NON-PROFITS SINCE 2015. NON-INVESTMENT RELATED. 1-5 HOURS USED AFTER SECURITIES TRADING HOURS. BUSINESS CONDUCTED IN SANDPOINT, ID 83864. (2) 100% OWNER OF "CHERYL SEIFERT BUSINESS PLAN CONSULTING AND WRITING," ASSISTING START-UP BUSINESS OWNERS IN WRITING BUSINESS PLANS AND COLLECTING DATA SINCE 2015. NON-INVESTMENT RELATED. 1-5 HOURS USED AFTER SECURITIES TRADING HOURS. BUSINESS CONDUCTED IN SANDPOINT, ID 83864. (3) 100% OWNER OF "CHERYL SEIFERT COLLEGE APPLICATION CONSULTING," PROVIDING GUIDANCE ON THE COLLEGE APPLICATION PROCESS THROUGH PUBLIC SPEAKING ENGAGEMENTS, INDIVIDUAL CONSULTING, AND GROUP Q&A SESSIONS SINCE 2015. NON-INVESTMENT RELATED. 1-5 HOURS USED AFTER SECURITIES TRADING HOURS. BUSINESS CONDUCTED IN SANDPOINT, ID 83864.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Lynn Seifert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 4, 2019 - Present

CAVU WEALTH MANAGEMENT

RIA

CRD#: 299089

KULA, HI

Past

July 20, 2015 - February 28, 2020

CAPITAL FINANCIAL CONSULTANTS GROUP, INC.

RIA

CRD#: 133657

SANDPOINT, ID

Past

July 2, 2015 - July 15, 2015

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SANDPOINT, ID

Past

July 2, 2015 - December 31, 2018

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SANDPOINT, ID

Past

August 20, 2008 - February 9, 2015

D.A. DAVIDSON & CO.

RIA

CRD#: 199

SANDPOINT, ID

Past

June 18, 2008 - February 9, 2015

D.A. DAVIDSON & CO.

CRD#: 199

SANDPOINT, ID

Past

August 30, 2007 - June 17, 2008

LPL FINANCIAL LLC

CRD#: 6413

SANDPOINT, ID

Past

March 19, 2007 - August 17, 2007

D.A. DAVIDSON & CO.

CRD#: 199

SANDPOINT, ID

Past

May 12, 2005 - June 17, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 10, 2005 - June 17, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

FAIRFAX, CA

Past

May 19, 2003 - November 10, 2004

TD AMERITRADE, INC.

RIA

CRD#: 7870

SANTA ROSA, CA

Past

May 19, 2003 - November 10, 2004

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

July 8, 1997 - May 22, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SANTA ROSA, CA

Past

July 30, 1992 - May 22, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAVU WEALTH MANAGEMENT

CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.

CRD#: 299089 / SEC#: 801-129732

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

Arizona

Registered Investment Advisory firm - (4/16/2024 Terminated)

California

Registered Investment Advisory firm - (5/16/2024 Terminated)

Idaho

Registered Investment Advisory firm - (4/16/2024 Terminated)

Montana

Registered Investment Advisory firm - (4/29/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Washington

Registered Investment Advisory firm - (5/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2019)

IAR

Hawaii
(7/4/2025)

IAR

Idaho
(1/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 11/17/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CAVU WEALTH MANAGEMENT

CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.

CRD#: 299089 / SEC#: 801-129732

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

Arizona

Registered Investment Advisory firm - (4/16/2024 Terminated)

California

Registered Investment Advisory firm - (5/16/2024 Terminated)

Idaho

Registered Investment Advisory firm - (4/16/2024 Terminated)

Montana

Registered Investment Advisory firm - (4/29/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Washington

Registered Investment Advisory firm - (5/16/2024 Terminated)

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Contact information

Main Address

10001 Maine Ave, Lakeside, CA 92040

Mailing Address

Phone number

(858) 360-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAVU WEALTH MANAGEMENT BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	859
AUM (Assets Under Management)	$ 174,988,843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cheryl L. Seifert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Lynn Seifert's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL CONSULTANTS GROUP, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

LPL FINANCIAL LLC

D.A. DAVIDSON & CO.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CAVU WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2008

Series 63

Date: 7/23/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/13/1992

Series 24

Date: 3/14/2008

Series 8

Date: 11/17/1994

Current Firm

CAVU WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAVU WEALTH MANAGEMENT

TRUST BUT VERIFY

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