Benham Fuhrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benham Fuhrman, who also goes by Bud Fuhrman, was a registered financial professional .
Benham is a previously registered financial professional and started their career in finance in 1968. Benham had worked at 8 firms and has passed the Series 63, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2008 - October 20, 2008
WESTERN INTERNATIONAL SECURITIES, INC.
April 14, 2008 - December 31, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
May 13, 2004 - April 15, 2008
NRP FINANCIAL, INC.
August 1, 2003 - May 6, 2004
WALNUT STREET SECURITIES, INC.
October 24, 2002 - March 8, 2016
FUHRMAN MANAGEMENT ASSOCIATES, INC.
July 1, 1999 - January 27, 2003
NATHAN & LEWIS SECURITIES, INC.
July 1, 1999 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
April 23, 1998 - July 8, 1999
BURNHAM SECURITIES INC.
July 24, 1985 - April 8, 1998
FUHRMAN - MATT SECURITIES, INC.
October 8, 1968 - July 24, 1985
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/30/1968
Registered Representative ExaminationSeries 40
Date: 4/2/1973
Registered Principal ExaminationCurrent Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
