Michael L. Zaccaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Louis Zaccaro was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1997 - July 15, 2003
WERBEL-ROTH SECURITIES, INC.
December 13, 1995 - July 18, 1997
PARAGON CAPITAL MARKETS, INC.
November 30, 1994 - December 31, 1995
SEABOARD SECURITIES, INC.
August 19, 1994 - November 4, 1994
H.J. MEYERS & CO., INC.
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
August 15, 1991 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WERBEL-ROTH SECURITIES, INC.
CRD#: 7636 / SEC#: , 8-22648
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
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