Jeffrey J. Paladino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Joseph Paladino was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2018 - January 4, 2019
S2K FINANCIAL LLC
July 28, 2016 - May 15, 2018
HENNION & WALSH ASSET MANAGEMENT, INC.
May 18, 2016 - May 15, 2018
HENNION & WALSH, INC.
November 6, 2015 - April 15, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2015 - April 15, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 16, 2010 - September 10, 2015
ADVISORS ASSET MANAGEMENT, INC.
February 16, 2010 - September 10, 2015
ADVISORS ASSET MANAGEMENT, INC.
June 1, 2009 - September 16, 2009
MORGAN STANLEY
June 1, 2009 - September 16, 2009
MORGAN STANLEY
May 29, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 29, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 26, 2004 - May 4, 2007
PGIM INVESTMENTS LLC
March 12, 2004 - May 1, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 6, 2002 - March 24, 2004
UBS FINANCIAL SERVICES INC.
June 20, 2001 - December 21, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 31, 1998 - July 9, 2001
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - August 28, 1998
CITIGROUP GLOBAL MARKETS INC.
April 21, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
July 16, 1992 - September 30, 1992
TD AMERITRADE, INC.
August 30, 1991 - March 7, 1996
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S2K FINANCIAL LLC
CRD#: 248786 / SEC#: , 8-69628
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
