Birds K. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Birds Kyle Horton, who also goes by Horton, was a registered financial professional .
Birds is a previously registered financial professional and started their career in finance in 1991. Birds had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2025 - October 10, 2025
LEGACY WEALTH MANAGEMENT INC.
June 18, 2024 - January 21, 2025
SENTINEL ASSET MANAGEMENT, LLC
July 26, 2023 - February 23, 2024
ABICH FINANCIAL WEALTH MANAGEMENT, LLC
April 6, 2021 - August 10, 2021
CADARET, GRANT & CO., INC.
February 24, 2021 - August 10, 2021
SORRENTO PACIFIC FINANCIAL, LLC
February 4, 2021 - August 10, 2021
CUSO FINANCIAL SERVICES, L.P.
February 4, 2021 - August 10, 2021
CUSO FINANCIAL SERVICES, L.P.
April 20, 2012 - January 23, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 20, 2012 - January 23, 2020
WELLS FARGO CLEARING SERVICES, LLC
May 7, 2009 - November 23, 2010
SECURITIES AMERICA, INC.
February 23, 2009 - April 23, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
February 20, 2009 - April 23, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
February 4, 2003 - January 13, 2009
VALIC FINANCIAL ADVISORS, INC.
March 28, 2002 - January 13, 2009
VALIC FINANCIAL ADVISORS, INC.
April 19, 2001 - March 6, 2002
MORGAN STANLEY DW INC.
October 1, 2000 - March 16, 2001
WELLS FARGO CLEARING SERVICES, LLC
January 7, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 7, 1993 - January 8, 1998
AMERIPRISE ADVISOR SERVICES, INC.
September 9, 1991 - October 2, 1991
F.N. WOLF & CO., INC.
Primary Firm SEC Registration
LEGACY WEALTH MANAGEMENT INC.
CRD#: 173453 / SEC#: 801-120709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/9/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEGACY WEALTH MANAGEMENT INC.
CRD#: 173453 / SEC#: 801-120709
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,011 |
| AUM (Assets Under Management) | $ 223,388,709 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
