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Donald Ray Rodgers Jr

Donald R. Rodgers

ADAMSBROWN WEALTH CONSULTANTS
LITTLE ROCK, AR 72211
Some features on this profile are disabled
CRD#: 2154154
Donald Ray Rodgers Jr

Professional summary

Donald Ray Rodgers Jr, CFP®, who also goes by Don Rodgers Jr, is a registered financial advisor currently at ADAMSBROWN WEALTH CONSULTANTS LLC located in Little Rock, Arkansas.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Donald has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Don Rodgers Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Rodgers Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

Experience

Current

March 10, 2025 - Present

ADAMSBROWN WEALTH CONSULTANTS LLC

Office #1: 10809 Executive Center Drive Suite 204, Little Rock, AR 72211
RIA
CRD#: 308410
LITTLE ROCK, AR
Past

March 13, 2024 - January 6, 2025

ADAMSBROWN WEALTH CONSULTANTS LLC

RIA
CRD#: 308410
LITTLE ROCK, AR
Past

October 25, 2019 - February 29, 2024

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Dallas, TX
Past

October 25, 2019 - February 28, 2024

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Little Rock, AR
Past

September 2, 2015 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
LITTLE ROCK, AR
Past

August 25, 2015 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
LITTLE ROCK, AR
Past

August 22, 2011 - November 17, 2015

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
LITTLE ROCK, AR
Past

August 1, 2011 - August 31, 2015

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
LITTLE ROCK, AR
Past

March 8, 2007 - August 12, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
LITTLE ROCK, AR
Past

March 8, 2007 - August 12, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LITTLE ROCK, AR
Past

June 22, 2004 - March 12, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LITTLE ROCK, AR
Past

June 18, 2004 - March 12, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LITTLE ROCK, AR
Past

December 19, 2003 - March 8, 2004

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

August 12, 2003 - January 20, 2004

WELLSTONE SECURITIES, LLC

BD
CRD#: 121559
CUMMING, GA
Past

January 7, 2002 - August 13, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

March 20, 2000 - November 30, 2001

SIMMONS FIRST INVESTMENT GROUP, INC.

BD
CRD#: 47439
LITTLE ROCK, AR
Past

September 5, 1996 - March 21, 2000

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

July 29, 1996 - December 31, 1996

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

January 16, 1992 - June 3, 1996

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

September 26, 1991 - February 3, 1992

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADAMSBROWN WEALTH CONSULTANTS LLC
ADAMSBROWN WEALTH CONSULTANTS LLC

CRD#: 308410 / SEC#: 801-118670

RIA
Registered Investment Advisory firm - (5/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(3/10/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/28/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/25/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/10/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/24/2007
General Securities Principal Examination

Current Firm

AW
ADAMSBROWN WEALTH CONSULTANTS LLC
ADAMSBROWN WEALTH CONSULTANTS LLC

CRD#: 308410 / SEC#: 801-118670

RIA
Registered Investment Advisory firm - (5/7/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
358 N Main Street Suite 100, Wichita, KS 67202
Mailing Address
Phone number
(316) 262-6578
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADAMSBROWN DISCLOSURE BROCHURE AND PRIVACY POLICY (2/11/2026)

Regulatory assets under management

Total Number of Accounts5,018
AUM (Assets Under Management)$ 1,121,047,762

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADAMSBROWN WEALTH CONSULTANTS LLC

CRD#: 308410Little Rock, AR 72211

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