Mark Eisenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Eisenberg, CFP®, who also goes by Mark M Eisenberg, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2021 - August 20, 2021
LEBENTHAL GLOBAL ADVISORS, LLC
June 28, 2021 - August 23, 2021
LEBENTHAL FINANCIAL SERVICES, INC.
October 13, 2010 - April 5, 2019
LANTERN WEALTH ADVISORS, LLC
April 27, 2000 - April 4, 2019
HEROLD & LANTERN INVESTMENTS, INC.
March 25, 1994 - April 3, 2002
VISION SECURITIES INC.
June 17, 1991 - August 24, 1992
JEFFREY BROOKS SECURITIES INC.
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,546 |
| AUM (Assets Under Management) | $ 971,848,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
