Luis A. Fuentes
Professional summary
Luis Antonio Fuentes is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in Miami, Florida and SANCTUARY SECURITIES, INC. located in Miami, Florida.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Luis has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luis Antonio Fuentes's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2022 - Present
SANCTUARY ADVISORS, LLC
Office #1: 1450 Brickell Ave, Ste 2610, Miami, FL 33131April 1, 2022 - Present
SANCTUARY SECURITIES, INC.
Office #1: 1450 Brickell Avenue Suite 2610, Miami, FL 33131December 12, 2012 - April 6, 2022
MORGAN STANLEY
November 30, 2012 - April 6, 2022
MORGAN STANLEY
July 7, 2004 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1978 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
April 18, 1972 - May 8, 1974
THOMSON MCKINNON SECURITIES INC.
March 24, 1971 - May 27, 1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
(4/18/2022)
(5/10/2022)
(4/27/2022)
(5/13/2022)
(4/4/2022)
(4/1/2022)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 3/19/1971
Registered Representative ExaminationFINRA
Current Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
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Company Information
SANCTUARY ADVISORS, LLC
CRD#: 226606Miami, FL 33131TRUST BUT VERIFY
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