Jason H. Pollak
Professional summary
Jason H Pollak SR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jason is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Jason had worked at 2 firms, which includes WESTFIELD FINANCIAL CORPORATION, JOSEPHTHAL & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1994 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
July 21, 1992 - January 18, 1994
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WESTFIELD FINANCIAL CORPORATION
CRD#: 8143 / SEC#: , 8-24768
Contact information
Documents
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