Scott B. Harsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Brian Harsh was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1995. Scott had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2002 - December 31, 2003
INSTITUTIONAL BROKERAGE SERVICES COMPANY, LLC
July 31, 2002 - April 4, 2017
FEG
June 5, 1995 - December 4, 2002
INSTITUTIONAL BROKERAGE SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INSTITUTIONAL BROKERAGE SERVICES COMPANY, LLC
CRD#: 121917 / SEC#: , 8-65447
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD NATIONAL BANCORP | PARENT COMPANY | |
| FEYS, CONSTANCE MADISON | MANAGING PRINCIPAL, FINOP | 721718 |
| HARSH, SCOTT BRIAN | PRESIDENT, CEO AND DIRECTOR | 2154055 |
| KNIGHT, JEFFREY L. | DIRECTOR, SECRETARY OF BOARD | 4535345 |
| MELTON, CHRISTOPHER LAWRENCE | DIRECTOR, CHAIRMAN OF THE BOARD | 1716089 |
| POELKER, JOHN SAMUEL | DIRECTOR | 4562227 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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