Scott Brian Harsh
Professional Summary
Scott Brian Harsh was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1995 - 2003. Scott had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
INSTITUTIONAL BROKERAGE SERVICES COMPANY, LLC
Contact Information
Established
Delaware since 04/11/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD NATIONAL BANCORP | PARENT COMPANY | — |
| FEYS, CONSTANCE MADISON | MANAGING PRINCIPAL, FINOP | 721718 |
| HARSH, SCOTT BRIAN | PRESIDENT, CEO AND DIRECTOR | 2154055 |
| KNIGHT, JEFFREY L. | DIRECTOR, SECRETARY OF BOARD | 4535345 |
| MELTON, CHRISTOPHER LAWRENCE | DIRECTOR, CHAIRMAN OF THE BOARD | 1716089 |
| POELKER, JOHN SAMUEL | DIRECTOR | 4562227 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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