Candace A. Link
Professional summary
Candace A Link, who also goes by Candace Ann Echement, Candace A. Link, Candace Ann Link, is a registered financial professional currently at ROBERT W. BAIRD & CO. INCORPORATED located in Pittsburgh, Pennsylvania.
Candace is registered as a RR (Registered Representative) and started their career in finance in 1991. Candace has worked at 14 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Candace A Link's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2026 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 2545 Railroad St, Ste 100, Pittsburgh, PA 15222February 10, 2022 - June 6, 2022
AURORA PRIVATE WEALTH, INC.
February 10, 2022 - June 6, 2022
APW CAPITAL, INC.
July 19, 2018 - June 28, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
July 19, 2018 - June 28, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
December 9, 2016 - May 3, 2018
VOYA FINANCIAL PARTNERS, LLC
June 25, 2014 - November 11, 2016
MORGAN STANLEY
May 27, 2014 - November 11, 2016
MORGAN STANLEY
February 11, 2008 - June 10, 2009
PWA SECURITIES, INC.
February 8, 2008 - June 10, 2009
PWA WEALTH MANAGEMENT
June 6, 2007 - January 23, 2008
TD AMERITRADE, INC.
June 6, 2007 - January 23, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 4, 2007 - January 23, 2008
TD AMERITRADE, INC.
May 12, 2004 - May 18, 2007
A. G. EDWARDS & SONS, INC.
June 30, 1993 - December 5, 1994
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
July 23, 1991 - November 27, 1991
ADVEST, INC.
Primary Firm SEC Registration
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158 / SEC#: 801-7571, 8-497
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2026
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158 / SEC#: 801-7571, 8-497
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | ||
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
