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Richard P Hedderick

CRD# 2153871·Registered 2001 - 2008
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard P Hedderick, who also goes by Rich Hedderick, Rick P. Hedderick, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2001 - 2008. Richard had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rich Hedderick, Rick P. Hedderick

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BLUE VASE CAPITAL MANAGEMENT·CRD# 133447
RIA
Erie, PA
January 4, 2006 - December 31, 2008
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Erie, PA
November 1, 2005 - July 10, 2013
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Erie, PA
October 24, 2005 - July 10, 2013
BLUE VASE SECURITIES, LLC·CRD# 46765
RIA
Erie, PA
January 21, 2005 - December 31, 2005
BLUE VASE SECURITIES, LLC·CRD# 46765
BD
Washington, PA
March 21, 2003 - October 24, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
January 12, 2001 - March 27, 2003
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
January 12, 2001 - March 27, 2003

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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