Richard P. Hedderick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard P Hedderick, who also goes by Rich Hedderick, Rick P. Hedderick, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2001. Richard had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - December 31, 2008
BLUE VASE CAPITAL MANAGEMENT
November 1, 2005 - July 10, 2013
CETERA WEALTH SERVICES, LLC
October 24, 2005 - July 10, 2013
CETERA WEALTH SERVICES, LLC
January 21, 2005 - December 31, 2005
BLUE VASE SECURITIES, LLC
March 21, 2003 - October 24, 2005
BLUE VASE SECURITIES, LLC
January 12, 2001 - March 27, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 12, 2001 - March 27, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
