Kevin S. Davidson

DW FINANCIAL

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CRD#: 2153729

Professional summary

Kevin Stanley Davidson is a registered financial advisor currently at DW FINANCIAL INC .

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Kevin has worked at 5 firms and has passed the Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Stanley Davidson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2001 - Present

DW FINANCIAL INC

RIA

CRD#: 136882

Past

October 25, 1999 - February 4, 2003

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

February 11, 1998 - July 2, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

July 29, 1991 - October 19, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 29, 1991 - October 19, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/28/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/10/1998

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 7/25/1991

General Securities Representative Examination

Current Firm

DW FINANCIAL INC

CRD#: 136882 / SEC#:

California

Registered Investment Advisory firm - (11/28/2001 Approved)

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Contact information

Main Address

1230 N Jefferson Suite K, Anaheim, CA 92807

Mailing Address

Phone number

(714) 632-0500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 46,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin S. Davidson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Stanley Davidson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DW FINANCIAL INC

AVANTAX INVESTMENT SERVICES, INC.

SECURITIES SERVICE NETWORK, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/1998

Series 6

Date: 2/10/1998

Series 7

Date: 7/25/1991

Current Firm

DW FINANCIAL INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DW FINANCIAL INC

TRUST BUT VERIFY

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