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Nicole Brielle Simpson

Nicole Brielle Simpson

CFP®
VANDERBILT ADVISORY SERVICES
Piscataway, NJ
·CRD# 2153564·34 years experience

Professional Summary

Nicole Brielle Simpson, CFP®, who also goes by Nicole Brielle Manley, Nicole Brielle Mantley, is a registered financial advisor currently at VANDERBILT ADVISORY SERVICES located in Piscataway, New Jersey and VANDERBILT SECURITIES, LLC located in Piscataway, New Jersey. Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Nicole has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicole Brielle Manley, Nicole Brielle Mantley

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2000

Years of Experience

34 years in the financial services industry

Current & Past Employments

VANDERBILT ADVISORY SERVICES·CRD# 116537
RIA
371 Hoes Lane Suite 200,, Piscataway, NJ 08854
August 18, 2023 - Present
VANDERBILT SECURITIES, LLC·CRD# 5953
BD
371 Hoes Lane Suite 200, Piscataway, NJ 08854
August 18, 2023 - Present
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
Piscataway, NJ
December 6, 2007 - August 20, 2023
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Piscataway, NJ
November 6, 2007 - August 20, 2023
PNC WEALTH MANAGEMENT LLC·CRD# 129052
RIA
Bridgewater, NJ
August 24, 2005 - November 13, 2007
PNC WEALTH MANAGEMENT LLC·CRD# 129052
BD
Bridgewater, NJ
August 24, 2005 - November 13, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Cherry Hill, NJ
February 24, 2003 - August 26, 2005
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
February 6, 2003 - August 26, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
February 6, 2003 - August 26, 2005
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Staten Island, NY
May 23, 2002 - January 7, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 9, 2000 - January 7, 2003
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
April 8, 1997 - August 9, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
June 11, 1996 - March 6, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 16, 1992 - March 11, 1996

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Current Firm

VA
VANDERBILT ADVISORY SERVICES

4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ASTON CONSULTING GROUP | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - SEC (10/23/2012 Approved)
California
Registered Investment Advisory firm - California (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - New York (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/31/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone Number

(631) 845-5100

# of Employees

161

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (12/16/2025)

Regulatory Assets Under Management

Total Number of Accounts

6,470

AUM (Assets Under Management)

$2,111,673,883

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HARVEST WEALTH LLC, Not investment related. Start date: 11/01/2007. Address: 371 Hoes Lane Suite 200, Piscataway NJ, 08854. Title: President. Duties: I sell insurance. I also speak about the importance of comprehensive planning and why protection is a critical component. Time spent during regular hours: 5%. 2) NICOLE B. SIMPSON, LLC. Not investment related. Start date: 01/28/2012. Address: 371 Hoes Lane Suite 200, Piscataway NJ, 08854. Title: President. Duties: I travel the country giving motivational speeches, oftentimes the subject matter is associated with the books that I write. 50% of my speeches are based on being a 9/11 survivor and the call to serve. However, I also cover sexual trauma, prison reform, the benefits of being an entrepreneur and team building topics. Time spent during regular hours: 5%. 3) MICAH 7 MINISTRIES. Not investment related. Start date: 10/18/2015. Address: 15 Corporate Place Suite 496 Piscataway NJ 08854. Title: Pastor. Duties: I am a pastor who preaches, teaches and counsels the members in the congregation. I also preach throughout the country and give workshops on various topics based on the visiting church needs or asks. Time spent: 5%. 4) GENERATION X COMMUNITY ASSOCIATION. Not investment related. Start date: 01/01/2022. Address: 371 Hoes Lane Suite 200, Piscataway NJ. 08854. Title: Board Chair, President, Project Coordinator for the You are a Business Internship. Duties: I am the President and visionary of the organization. We provide services for marginalized and under represented communities. We give away scholarships, hold an annual fundraiser for our toy giveaway during the holiday season, and we provide care essential packages for the homeless. We give away scholarships to students who serve in high school and college. I also created the Dare 2 Dream Institute within the organization. We teach financial literacy and entrepreneurial classes. www.generationxcommunity.com is the primary website and www.dare2dreaminstitute.com is the site for the classes we offer. Almost everything is free or based on grants we have received from the department of corrections in the state of New Jersey (I receive a salary for one specific program-the You are a Business). Time spent during regular hours: 20%. 5) HARVEST WEALTH FINANCIAL. Investment related. Start date: 08/22/2023. Address: 371 Hoes Lane Suite 200, Piscataway NJ, 08854. Title: CEO and President. Duties: I operate as a full service financial planning firm. Harvest Wealth Financial is my DBA name. Time spent: 100%. 6) Dedra L Reid Decedents Single Trust. Investment related. Start date: 01/09/2021. Address: 1438 Shirley St, Plainfield NJ, 07062. Title: Trustee. Duties: Provide support for a special needs adult child as needed. Time spend during regular hours: 0%. 7) CFP BOARD OF STANDARDS DIVERSITY ADVISORY GROUP. Not investment related. Start date: 01/02/2023. Address: 371 Hoes Lane, Suite 200, Piscataway NJ 08854. Title: Board Member. Duties: I sit on the board and we address diversity issues in the financial planning industry. How can we increase the numbers of minorities in the industry, how can we retain existing financial planners and how can we increase visibility in the average community. Time spent during regular hours: 5%. 8) Board membership of an organization, Investopedia. Investment related. Start date: 08/15/2024. Address: 371 Hoes Lane, Piscataway NJ, 08854. Title: Advisor Council Board. Duties: I will be a subject matter expert used as a source for their writers and I am writing articles for their site as well. Time spent: 0%. 9) Harvest Wealth LLC. Not investment related. Start date: 03/07/2025. Address: 1010 Park Avenue Plainfield NJ 07060. Title: Media Personality. Duties: Standing on Business podcast that will run on Multiple outlets associated with Metromusic/Arts. The content is mine but they will have full use of it within their outlets. Time spent: 0%.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANDERBILT ADVISORY SERVICES

4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ASTON CONSULTING GROUP | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - SEC (10/23/2012 Approved)
California
Registered Investment Advisory firm - California (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - New York (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/31/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(8/18/2023)
RR
District of Columbia
(8/18/2023)
RR
Florida
(8/18/2023)
RR
Georgia
(8/18/2023)
RR
Illinois
(7/30/2024)
RR
Indiana
(8/21/2023)
RR
Maryland
(9/7/2023)
RR
Nevada
(4/2/2025)
RR
New Jersey
(8/18/2023)
IAR
New Jersey
(8/18/2023)
RR
New York
(8/18/2023)
RR
North Carolina
(8/21/2023)
RR
Pennsylvania
(8/18/2023)
RR
Tennessee
(8/18/2023)
RR
Vermont
(10/22/2024)
RR
Virginia
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 1995About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nicole Brielle Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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