Patrick T. Whitley
Professional summary
Patrick Thomas Whitley, CFP®, who also goes by Pat Whitley, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Patrick has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Thomas Whitley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482March 22, 1996 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482January 31, 2003 - December 31, 2011
CHARLES SCHWAB & CO., INC.
June 13, 1991 - July 6, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 13, 1991 - July 6, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2002)
(9/4/2015)
(8/5/2002)
(3/22/1996)
(1/2/2003)
(3/26/1996)
(3/22/1996)
(4/28/2011)
(3/22/1996)
(1/3/2012)
(2/8/2024)
(8/5/2002)
(8/6/2002)
(3/7/2024)
(5/2/2011)
(4/28/2021)
(8/5/2002)
(10/15/2024)
(9/26/2006)
(4/30/2021)
(1/2/2008)
(1/2/2003)
(5/2/2011)
(6/3/2011)
(9/5/2024)
(1/2/2003)
(8/6/2002)
(1/2/2013)
(1/11/2021)
(6/3/2016)
(3/22/1996)
(8/9/2010)
(9/20/2018)
Exams
Series 8
Date: 1/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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