Stephen B. Scarpa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Bernard Scarpa was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1991. Stephen had worked at 12 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2009 - June 18, 2013
CENTER STREET SECURITIES, INC.
May 31, 2006 - November 4, 2009
PARKLAND SECURITIES, LLC
February 16, 2004 - June 1, 2006
LPL FINANCIAL LLC
March 25, 2002 - August 27, 2002
VOYA FINANCIAL ADVISORS, INC.
January 27, 1999 - July 27, 2000
USALLIANZ SECURITIES, INC.
November 28, 1997 - December 31, 1998
WOODBURY FINANCIAL SERVICES, INC.
April 8, 1997 - October 24, 1997
FIRST MONTAUK SECURITIES CORP.
December 4, 1995 - April 9, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 4, 1995 - April 9, 1997
SIGNATOR INVESTORS, INC.
January 1, 1993 - July 17, 1995
NYLIFE SECURITIES LLC
July 15, 1991 - October 9, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 15, 1991 - October 9, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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