Margaret H. Pierce
Professional summary
Margaret Henderson Pierce, CFP®, who also goes by Margaret H Henderson, Margaret Hilary Henderson, Margaret H Pierce, Margaret Hilary Pierce, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Irvington, New York.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Margaret has worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Henderson Pierce's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Margaret Henderson Pierce's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
January 31, 2023 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: One Bridge Street, Suite 70, Irvington, NY 10533December 15, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: One Bridge Street, Suite 70, Irvington, NY 10533June 12, 2019 - November 21, 2022
KESTRA ADVISORY SERVICES, LLC
May 14, 2019 - November 21, 2022
KESTRA INVESTMENT SERVICES, LLC
May 8, 2017 - March 5, 2019
NEWPORT GROUP SECURITIES, INC.
October 6, 2014 - March 5, 2019
NEWPORT GROUP CONSULTING, LLC
September 8, 1998 - April 9, 2013
AMERICAN CENTURY INVESTMENT SERVICES INC.
October 22, 1994 - December 31, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 16, 1993 - May 8, 1998
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 23, 1992 - March 24, 1993
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2023)
(1/4/2023)
(1/4/2023)
(1/24/2023)
(12/15/2022)
(1/31/2023)
(1/5/2023)
(12/15/2022)
(1/4/2023)
(1/3/2023)
Exams
FINRA
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
