Jason R. Gaer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Robert Gaer was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1991. Jason had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1997 - October 29, 1997
ROAN CAPITAL PARTNERS L.P.
June 10, 1997 - February 6, 1998
ASH FINANCIAL CORP.
January 21, 1997 - June 9, 1997
L.B. SAKS, INC.
October 24, 1996 - November 18, 1996
MEYERS POLLOCK ROBBINS, INC.
September 29, 1995 - August 22, 1996
A.S. GOLDMEN & CO., INC.
September 8, 1994 - September 26, 1995
D. H. BLAIR & CO., INC.
December 17, 1993 - September 26, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
October 29, 1992 - December 15, 1993
TAMARON INVESTMENTS, INC.
August 14, 1992 - October 16, 1992
LEHMAN BROTHERS INC.
June 19, 1991 - August 23, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROAN CAPITAL PARTNERS L.P.
CRD#: 33063 / SEC#: , 8-46169
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
