Michael L. Panster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lewis Panster, who also goes by Panster, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 5 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2005 - June 29, 2006
ROSENTHAL COLLINS EQUITIES, L.L.C.
August 16, 2002 - September 24, 2012
ROSENTHAL GLOBAL SECURITIES LLC
March 26, 2001 - August 2, 2002
IVY DISTRIBUTORS, INC.
April 19, 1999 - March 7, 2001
CHILIAN PARTNERS, L.P.
April 26, 1993 - February 26, 1999
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
ROSENTHAL COLLINS EQUITIES, L.L.C.
CRD#: 44888 / SEC#: , 8-50868
Contact information
Documents
Red Flags
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