Gary A. Berger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Alan Berger was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1991. Gary had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1995 - January 30, 1996
GLOBAL STRATEGIES GROUP, INC.
April 27, 1995 - June 26, 1995
SUNPOINT SECURITIES, INC.
January 12, 1995 - May 30, 1995
CAPITAL SECURITIES OF AMERICA, INC.
October 19, 1994 - February 14, 1995
S. D. COHN & CO., INC.
December 7, 1993 - October 4, 1994
BARRETT DAY SECURITIES, INC.
September 22, 1993 - December 3, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 30, 1993 - August 23, 1993
CAMELOT INVESTMENT CORP.
March 8, 1993 - June 3, 1993
J. GREGORY & COMPANY, INC.
January 13, 1993 - April 5, 1993
H G I
November 30, 1992 - January 11, 1993
GKN SECURITIES CORP.
May 11, 1992 - November 27, 1992
BARRETT DAY SECURITIES, INC.
October 24, 1991 - June 19, 1992
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL STRATEGIES GROUP, INC.
CRD#: 27414 / SEC#: , 8-43079
Contact information
Documents
Red Flags
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