William A. Herrera
Professional summary
William Albert Herrera, who also goes by Bill Herrera, is a registered financial professional currently at BULLTICK, LLC located in Miami, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Albert Herrera's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2008 - Present
BULLTICK, LLC
Office #1: 333 Se 2nd Ave. Ste 3950, Miami, FL 33131July 22, 2013 - September 19, 2014
BULLTICK INVESTMENTS, LLC
July 30, 2008 - September 19, 2014
BULLTICK SECURITIES, LLC
October 9, 1991 - July 25, 1996
CIC CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
BULLTICK, LLC
CRD#: 104005 / SEC#: , 8-52493
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
Red Flags
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Company Information
BULLTICK, LLC
CRD#: 104005Miami, FL 33131TRUST BUT VERIFY
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