Christopher F. Pace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Francis Pace, who also goes by Chris Pace, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2006 - October 2, 2018
NORTH RIDGE SECURITIES CORP.
June 4, 2004 - March 22, 2006
PARK AVENUE SECURITIES LLC
March 20, 2001 - June 16, 2004
WS GRIFFITH SECURITIES, INC.
April 7, 1998 - March 22, 1999
SUNAMERICA SECURITIES, INC.
August 15, 1995 - April 20, 1998
NORTH RIDGE SECURITIES CORP.
November 23, 1992 - March 28, 1995
WS GRIFFITH SECURITIES, INC.
September 12, 1991 - May 13, 1992
IDS LIFE INSURANCE COMPANY
September 12, 1991 - May 13, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTH RIDGE SECURITIES CORP.
CRD#: 27098 / SEC#: 801-108451, 8-42879
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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