Bruce E. Mesnekoff
Professional summary
Bruce Evan Mesnekoff was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Bruce had worked at 6 firms, which includes PROGRAM TRADING CORP., BARRON CHASE SECURITIES INC., STEIN SHORE SECURITIES INC., INVESTORS ASSOCIATES INC., GLOBAL CAPITAL SECURITIES CORPORATION, CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1995 - April 16, 1996
PROGRAM TRADING CORP.
January 18, 1995 - December 31, 1995
BARRON CHASE SECURITIES, INC.
September 28, 1994 - January 19, 1995
STEIN, SHORE SECURITIES, INC.
April 28, 1994 - October 3, 1994
INVESTORS ASSOCIATES, INC.
April 7, 1992 - May 13, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
June 24, 1991 - April 9, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROGRAM TRADING CORP.
CRD#: 36740 / SEC#: , 8-47439
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AARON INVESTMENT GROUP, INC | SHAREHOLDER | |
| FOX, WILLIAM ARTHUR | FINOP | 1838232 |
| GRINBERG, ROBERT MARK | DIRECTOR & CEO | 2157971 |
| PARNAS, LEV | DIRECTOR & PRESIDENT | 2418073 |
| WELLS, DAVID FRANKLIN | SROP/CROP | 1879688 |
| WELLS, DAVID FRANKLIN | AML COMPLIANCE OFFICER | 1879688 |
| WELLS, DAVID FRANKLIN | CHIEF COMPLIANCE OFFICER | 1879688 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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