John W. Fryback
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Fryback was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 15, Series 5, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2021 - September 30, 2021
FIDELITY BROKERAGE SERVICES LLC
July 2, 2012 - May 19, 2021
JAMES RIVER SECURITIES CORP.
December 13, 2007 - June 27, 2012
MAYMONT PARTNERS, INC.
February 8, 1989 - January 10, 1991
J.P. MORGAN SECURITIES INC.
August 1, 1988 - February 7, 1989
ASIAN OCEANIC SECURITIES INC.
October 16, 1981 - March 2, 1988
KIDDER, PEABODY & CO. INCORPORATED
February 24, 1978 - September 8, 1981
MORGAN STANLEY DW INC.
April 1, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
February 1, 1972 - October 12, 1974
SUMMERS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 9/18/1986
Foreign Currency Options ExaminationSeries 5
Date: 10/16/1981
Interest Rate Options ExaminationSeries 1
Date: 1/25/1972
Registered Representative ExaminationSeries 8
Date: 12/19/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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