Brian F. Zen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Feng Zen, who also goes by Feng Zen, Brian Zheng, Edwin Zheng, Feng Zheng, Gem Geng Zheng, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1991. Brian had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2020 - July 31, 2025
JOSEPH STONE CAPITAL L.L.C.
October 31, 2007 - December 1, 2020
UNIVEST SECURITIES, LLC
July 28, 2006 - November 7, 2007
CHASE INVESTMENT SERVICES CORP.
July 27, 2006 - November 7, 2007
CHASE INVESTMENT SERVICES CORP.
June 30, 2003 - July 31, 2006
UNIVEST SECURITIES, LLC
October 27, 1993 - July 22, 2003
JANNEY MONTGOMERY SCOTT LLC
October 21, 1993 - November 8, 1993
INVESTORS ASSOCIATES, INC.
December 4, 1992 - October 21, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 19, 1991 - December 9, 1992
MOMENTIX CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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