Robert W. Fleishman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Fleishman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2002 - February 24, 2005
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
August 10, 2001 - October 13, 2021
VALIC FINANCIAL ADVISORS, INC.
January 14, 1999 - October 13, 2021
VALIC FINANCIAL ADVISORS, INC.
December 9, 1998 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
March 8, 1993 - June 17, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
December 9, 1991 - October 1, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
