Jon C. Hughes
Professional summary
Jon Custer Hughes, who also goes by Jon C Hughes, Jon Custer Hughes, is a registered financial professional currently at PETRIE PARTNERS SECURITIES, LLC located in Denver, Colorado.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1991. Jon has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Custer Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2012 - Present
PETRIE PARTNERS SECURITIES, LLC
Office #1: 1144 15th Street, Suite 3900, Denver, CO 80202Office #2: 600 Travis Street, Suite 7400, Houston, TX 77002February 22, 2007 - June 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 1991 - May 10, 2007
ML PETRIE PARKMAN CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2012)
(5/9/2012)
(5/9/2012)
(5/9/2012)
(7/26/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PETRIE PARTNERS SECURITIES, LLC
CRD#: 131783 / SEC#: , 8-66503
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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