James J. Mccarron
Professional summary
James Joseph Mccarron III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, James had worked at 4 firms, which includes J.P. TURNER & COMPANY L.L.C., QA3 FINANCIAL CORP., SECURITIES AMERICA INC., OSAIC WEALTH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2011 - November 21, 2014
J.P. TURNER & COMPANY, L.L.C.
October 26, 2007 - February 11, 2011
QA3 FINANCIAL CORP.
March 17, 1999 - October 16, 2007
SECURITIES AMERICA, INC.
July 18, 1991 - March 16, 1999
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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