Drew W. Pelton

PROVERBI CAPITAL ADVISORS

Baton Rouge, LA 70809

Some features on this profile are disabled

CRD#: 2152585

Professional summary

Drew Willliam Pelton, ChFC®, who also goes by Drew William Pelton, is a registered financial advisor currently at PROVERBI CAPITAL ADVISORS, LLC located in Baton Rouge, Louisiana.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Drew has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew William Pelton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Willliam Pelton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

March 11, 2026 - Present

PROVERBI CAPITAL ADVISORS, LLC

Office #1: 4317 Bluebonnet Blvd. Suite B, Baton Rouge, LA 70809

RIA

CRD#: 316555

Baton Rouge, LA

Past

October 16, 2025 - March 11, 2026

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Baton Rouge, LA

Past

April 8, 2019 - June 18, 2025

SOUND INCOME STRATEGIES, LLC

RIA

CRD#: 173272

Baton Rouge, LA

Past

January 22, 2018 - April 5, 2019

RIDGE CAPITAL ADVISORS, LLC

RIA

CRD#: 283756

BATON ROUGE, LA

Past

October 21, 2009 - October 11, 2010

USA ADVANCED PLANNERS INC.

CRD#: 131282

MCLEAN, VA

Past

October 1, 2009 - October 11, 2010

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

GRAND RAPIDS, MI

Past

October 11, 2006 - June 29, 2007

USI SECURITIES, INC.

RIA

CRD#: 43793

FALLS CHURCH, VA

Past

October 4, 2006 - October 6, 2006

USI SECURITIES, INC.

RIA

CRD#: 43793

FALLS CHURCH, VA

Past

September 27, 2006 - June 29, 2007

USI SECURITIES, INC.

CRD#: 43793

FALLS CHURCH, VA

Past

December 3, 2004 - October 18, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 5, 2004 - October 18, 2005

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

BETHESDA, MD

Past

August 19, 2002 - December 31, 2003

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

VIENNA, VA

Past

October 4, 1991 - December 31, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/3/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROVERBI CAPITAL ADVISORS, LLC

CRD#: 316555 / SEC#:

Florida

Registered Investment Advisory firm - (10/19/2021 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1900 S. Harbor City Blvd Suite 327, Melbourne, FL 32901

Mailing Address

Phone number

(321) 252-8585

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 14,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

IAR

Baton Rouge, LA

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Drew W. Pelton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Willliam Pelton's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVERBI CAPITAL ADVISORS, LLC

KOVACK ADVISORS, INC.

SOUND INCOME STRATEGIES, LLC

RIDGE CAPITAL ADVISORS, LLC

USA ADVANCED PLANNERS INC.

USA WEALTH MANAGEMENT LLC

USI SECURITIES, INC.

USI SECURITIES, INC.

USI SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/1996

Series 63

Date: 9/4/1991

Series 6

Date: 10/3/1991

Current Firm

PROVERBI CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVERBI CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors