David E. Nobles
GENEOS WEALTH MANAGEMENT
Fayetteville, NC 28305
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CRD#: 2152292
Professional summary
David Eric Nobles SR., CFP®, who also goes by David Eric Nobles, is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Fayetteville, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Eric Nobles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA:NOBLES POUND FINANCIAL PLANNING LOCATED AT BRANCH LOCATION. 2) RENTAL PROPERTIES/INCOME: PINECREST PLACE PROPERTIES LLC AND NOBLES LAND LLC-RENTAL PROPERTY. 3) INDEPENTANT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 4) CAPE FEAR INDUSTRIES-CHAIRMAN OF REAL ESTATE COMMITTEE. 5) UNITED WAY YOUTH STOCK GROUP-TRUSTEE. 6) CAPE FEAR INDUSTRIES-VICE PRESIDENT.
CRS (Client Relationship Summary) - RIA
Click below to view David Eric Nobles SR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Eric Nobles SR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
April 5, 2006 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 1315 Ft. Bragg Road, Fayetteville, NC 28305RIA
BD
CRD#: 120894
Fayetteville, NC
Current
April 3, 2006 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 1315 Ft. Bragg Road, Fayetteville, NC 28305RIA
BD
CRD#: 120894
Fayetteville, NC
Past
September 25, 2002 - April 5, 2006
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FAYETTEVILLE, NC
Past
August 28, 2002 - September 24, 2002
TITAN ASSET MANAGEMENT, LLC
RIA
CRD#: 120470
CHARLOTTE, NC
Past
December 31, 2001 - August 28, 2002
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FAYETTEVILLE, NC
Past
June 26, 1991 - April 5, 2006
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FAYETTEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/7/2006)
RR
Florida(6/8/2006)
RR
Georgia(2/14/2007)
RR
Hawaii(8/8/2018)
RR
Iowa(7/31/2007)
RR
Maryland(7/18/2006)
RR
Nevada(7/15/2009)
RR
New Jersey(6/20/2006)
RR
North Carolina(4/3/2006)
IAR
North Carolina(4/5/2006)
RR
South Carolina(3/28/2007)
RR
Texas(1/18/2007)
IAR
Texas(1/18/2007)
RR
Virginia(4/3/2006)
RR
Washington(4/6/2023)
RR
Wisconsin(4/3/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894Fayetteville, NC 28305TRUST BUT VERIFY
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