Gary A. Gould
Professional summary
Gary Alan Gould, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Gary has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Alan Gould's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
February 21, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810June 9, 2009 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810January 26, 2012 - March 27, 2012
CHARLES SCHWAB & CO., INC.
June 12, 2009 - December 31, 2011
CHARLES SCHWAB & CO., INC.
October 19, 2007 - May 19, 2009
HARRISDIRECT LLC
October 18, 2007 - May 19, 2009
E*TRADE SECURITIES LLC
August 10, 2007 - October 24, 2007
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2007 - October 24, 2007
WELLS FARGO CLEARING SERVICES, LLC
January 4, 1993 - December 4, 2006
TD AMERITRADE, INC.
July 12, 1991 - August 13, 1991
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2009)
(1/21/2021)
(6/9/2009)
(2/18/2011)
(6/9/2009)
(2/21/2012)
(2/7/2024)
(1/11/2011)
(4/16/2025)
(6/9/2009)
(9/24/2010)
(6/9/2009)
(5/4/2024)
(10/7/2020)
(6/9/2009)
(6/9/2009)
(6/9/2009)
(4/30/2013)
(10/27/2010)
(8/22/2018)
(6/9/2009)
(6/9/2009)
(4/5/2010)
(5/24/2011)
(1/2/2020)
(1/18/2018)
(10/26/2009)
(7/22/2020)
(2/7/2024)
Exams
Series 8
Date: 8/9/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
Monitor Gary Gould
Get automatic monthly alerts on:
