George R. Van Dyke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Ray Van Dyke, who also goes by George Ray Vandyke, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1995. George had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2016 - May 18, 2026
SFG WEALTH MANAGEMENT
February 17, 2006 - April 5, 2017
LPL FINANCIAL LLC
February 17, 2006 - June 1, 2026
LPL FINANCIAL LLC
March 16, 2001 - February 21, 2006
MORGAN STANLEY DW INC.
February 16, 2001 - February 21, 2006
MORGAN STANLEY DW INC.
August 8, 1997 - March 8, 2001
LEGG MASON WOOD WALKER, INCORPORATED
May 31, 1995 - November 26, 1996
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
SFG WEALTH MANAGEMENT
CRD#: 285785 / SEC#: 801-108748
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SFG WEALTH MANAGEMENT
CRD#: 285785 / SEC#: 801-108748
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,982 |
| AUM (Assets Under Management) | $ 760,214,689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
