Kyle E. Higgason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Eugene Higgason was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1991. Kyle had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2019 - January 31, 2024
CAPITAL PORTFOLIO ADVISORS, INC.
October 15, 2013 - August 23, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 14, 2013 - August 23, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 6, 2012 - October 7, 2013
PNC WEALTH MANAGEMENT LLC
December 6, 2012 - October 7, 2013
PNC WEALTH MANAGEMENT LLC
November 30, 2004 - November 1, 2012
FIFTH THIRD SECURITIES, INC.
December 20, 2002 - November 1, 2012
FIFTH THIRD SECURITIES, INC.
May 28, 1999 - December 16, 2002
MORGAN KEEGAN & COMPANY, LLC
March 6, 1998 - May 4, 1999
A. G. EDWARDS & SONS, INC.
December 21, 1991 - March 24, 1998
AMERIPRISE ADVISOR SERVICES, INC.
July 8, 1991 - December 3, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/24/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL PORTFOLIO ADVISORS, INC.
CRD#: 119708 / SEC#: 801-66444
Contact information
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 86,423,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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