Deborah J. Egan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Jane Egan was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1991. Deborah had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1994 - October 4, 1994
FAIRCHILD FINANCIAL GROUP, INC.
July 21, 1992 - April 22, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
August 21, 1991 - July 21, 1992
MILLER JOHNSON STEICHEN KINNARD, INC.
August 20, 1991 - August 22, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRCHILD FINANCIAL GROUP, INC.
CRD#: 21404 / SEC#: , 8-38963
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
