Richard C. Bliggenstorfer
Professional summary
Richard Carl Bliggenstorfer, who also goes by Rich Bliggenstorfer, is a registered financial advisor currently at JAMES CAPITAL MANAGEMENT LLC located in Wenatchee, Washington.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Carl Bliggenstorfer's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2013 - Present
JAMES CAPITAL MANAGEMENT LLC
August 6, 2008 - December 31, 2011
BOLTON SECURITIES CORPORATION
October 23, 2006 - December 31, 2011
BOLTON GLOBAL CAPITAL
May 11, 2000 - October 27, 2006
EDWARD JONES
July 28, 1994 - May 11, 2000
D.A. DAVIDSON & CO.
July 16, 1993 - August 3, 1994
WAMU INVESTMENTS, INC.
May 25, 1993 - July 26, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 8, 1991 - December 6, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 8, 1991 - December 6, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/25/2013)
Exams
Current Firm
JAMES CAPITAL MANAGEMENT LLC
CRD#: 159484 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 4,000,000 |
Red Flags
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